Areas of Expertise

Financial Crime (KYC, Anti-Corruption, Client On-Boarding, Anti-Fraud, Sanctions and PEPs)


Trade & Communications Surveillance


Anti-Fraud (incl. internal, debit/credit card, payment, cyber and mortgage)


Product Suitability & Appropriateness (incl. MiFID II)




EU Payment Services Directive


EU General Data Protection Regulation (GDPR)

Quality Assurance & Testing


Market Conduct and Behavior


Compliance Risk Assessments & Analytics


Records Management & Governance


Compliance & Regulatory Advisory


Disciplinary (process, governance, policy)


Policies & Training


Regulatory Exams

Meet Our Experts

Industry Insight